Version status: Applicable | Document consolidation status: No known changes

Published date: 31 March 2017

Commission Delegated Regulation (EU) 2017/584 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying organisational requirements of trading venues (Text with EEA relevance) (RTS 7)

	Recitals
	Chapter I General Organisational Requirements for Trading Venues Enabling or Allowing Algorithmic Trading Throught Their Systems (arts. 1-6)
	Article 1 Subject matter and scope
	Article 2 Self-assessments of compliance with Article 48 of Directive 2014/65/EU
	Article 3 Governance of trading venues
	Article 4 Compliance function within the governance arrangements
	Article 5 Staffing
	Article 6 Outsourcing and procurement
	Chapter II Capacity and Resilience of Trading Venues (arts. 7-24)
	Article 7 Due diligence for members of trading venues
	Article 8 Testing of the trading systems
	Article 9 Conformance testing
	Article 10 Testing the members' algorithms to avoid disorderly trading conditions
	Article 11 Trading venues' capacity
	Article 12 General monitoring obligations
	Article 13 Ongoing monitoring
	Article 14 Periodic review of the performance and capacity of the algorithmic trading systems
	Article 15 Business continuity arrangements
	Article 16 Business continuity plan
	Article 17 Periodic review of business continuity arrangements
	Article 18 Prevention of disorderly trading conditions
	Article 19 Mechanisms to manage volatility
	Article 20 Pre-trade and post-trade controls
	Article 21 Pre-determination of the conditions to provide direct electronic access
	Article 22 Specific requirements for trading venues permitting sponsored access
	Article 23 Security and limits to access
	Article 24 Entry into force
	Annex - Parameters to be considered in the self-assessments of the trading venues, as referred to in Article 2(1)
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