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Commission Delegated Regulation (EU) 2017/577 of 13 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on the volume cap mechanism and the provision of information for the purposes of transparency and other calculations (Text with EEA relevance) (RTS 3)RecitalsArticle 1 Subject matter and scopeArticle 2 Content of the data requests and information to be reportedArticle 3 Frequency of data requests and response times for trading venues, APAs and CTPsArticle 4 Format of the data requestsArticle 5 Type of data that must be stored and the minimum period of time trading venues, APAs and CTPs shall store dataArticle 6 Reporting requirements for trading venues and CTPs for the purpose of the volume cap mechanismArticle 7 Reporting requirements for competent authorities to ESMA for the purposes of the volume cap mechanism and the trading obligation for derivativesArticle 8 Reporting requirements for ESMA for the purpose of the volume cap mechanismArticle 9 Entry into force and applicationAnnexDone at
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Version status: | Document consolidation status: No known changes
Version date: 31 March 2017 - onwards

Recitals

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,

Having regard to Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012 [OJ L 173, 12.6.2014, p. 84.], and in particular Articles 5(9) and 22(4) thereof,

Whereas:

(1) Regulation (EU) No 600/2014 requires competent authorities and the European Securities and Markets Authority (ESMA) to perform a significant number of calculations in order to calibrate the applicability of the pre-trade and post-trade transparency regime and the trading obligation for derivatives as well as to determine whether an investment firm is a systematic internaliser.

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