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Chapter II Safeguarding of client financial instruments and funds (arts. 2-8)

Comparing proposed amendment...
Entered into force
Article 2 Safeguarding of client financial instruments and funds
Entered into force
Article 3 Depositing client financial instruments
Entered into force
Article 4 Depositing client funds
Entered into force
Article 5 Use of client financial instruments
Entered into force
Article 6 Inappropriate use of title transfer collateral arrangements
Entered into force
Article 7 Governance arrangements concerning the safeguarding of client assets
Entered into force
Article 8 Reports by external auditors