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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 31 December 2020 - onwards
Version 3 of 3

Schedule - Reporting of actual or potential contraventions of the market abuse regulation to the FCA

Regulation 5

Interpretation

1. In this Schedule -

"dedicated communication channels" has the meaning given by paragraph 5;

"FCA dedicated staff members" has the meaning given by paragraph 2;

"reported person" means a person who is accused of having committed, or of intending to commit, a contravention of the market abuse regulation by a reporting person;

"reporting person" means a person reporting an actual or potential contravention of the market abuse regulation to the FCA; and

"report of a contravention" means a report submitted by the reporting person to the FCA regarding an actual or potential contravention of the market abuse regulation [OJ No L 173, 14.04.2014, p31.].

FCA dedicated staff members

2.