Published date: 9 August 2017

Upper Tribunal upholds the Financial Conduct Authority's decision to fine and ban Charles Palmer former CEO of adviser network

On 8 August 2017, the  Upper Tribunal upheld the Financial Conduct Authority’s (FCA) decision to ban Charles Palmer, former CEO of Financial Limited and Investments Limited (“the Firms”), from performing FCA significant influence functions. The Tribunal also upheld the FCA’s decision to impose a financial penalty of £86,691 on Mr Palmer.

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