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Compensation (Claims Management Services) Regulations 2006 [SI 2006 No. 3322]Introductory TextPart 1 Preliminary (regs. 1-5)Regulation 1 CitationRegulation 2 CommencementRegulation 3 DefinitionsRegulation 4 Documents in electronic formRegulation 5 Use of electronic communicationPart 2 Waiver of requirement for authorisation (regs. 6-7)Regulation 6 Circumstances in which Regulator may waive requirement for authorisationRegulation 7 Conditions on waiverPart 3 Grant of authorisation (regs. 8-14A)Regulation 8 Application for authorisationsRegulation 9 Payment of application feeRegulation 10 Decisions about authorisationsRegulation 11 Time for deciding applicationsRegulation 12 Conditions of authorisationRegulation 13 Grant and refusal of authorisationsRegulation 14 Surrender of authorisationsRegulation 14A Notice lifting a restriction on surrenderPart 4 Fees (regs. 15-20)Regulation 15 Determination of feesRegulation 16 Amendment etc of fees determinationRegulation 17 Invoicing for feesRegulation 18 Payment of fees by chequeRegulation 19 Refund etc of feesRegulation 20 Cancellation for non-payment of feePart 5 Indemnity insurance (regs. 21-21B)Regulation 21 Directions about indemnity insuranceRegulation 21A Requirement to have professional indemnity insurance for persons who provide representationRegulation 21B Minimum terms of professional indemnity insurancePart 6 Rules and codes of practice (regs. 22-27)Regulation 22 RulesRegulation 23 Matters that the rules may coverRegulation 24 Codes of practiceRegulation 25 Amendment etc of rules or code of practiceRegulation 26 Charge for supply of copiesRegulation 27 RedressPart 7 Information and Directions (regs. 28-29)Regulation 28 Review by the Regulator of complaint handlingRegulation 28A Power to share informationRegulation 29 Directions of the Regulator about complaints handling and related mattersPart 8 Routine audit (reg. 30)Regulation 30 Routine inspection of recordsPart 9 Investigation (regs. 31-45)Chapter 1 Preliminary (reg. 31)Regulation 31 Definitions for this PartChapter 2 Investigation - offences by unauthorised persons (regs. 32-34)Regulation 32 Investigation of offences against section 4(1) of Act: requirement to provide informationRegulation 33 Requirements for information under section 8(4) of ActRegulation 34 Search warrants under section 8 of the ActChapter 3 Investigation - Failures by authorised persons to comply with condition of authorisation (regs. 35-37)Regulation 35 Regulator to investigate complaints or suspicions of unprofessional conductRegulation 36 Breaches by authorised persons of condition: requirement to provide information etcRegulation 37 Search warrants for purposes of investigation of professional conductChapter 4 Search warrants generally (regs. 38-45)Regulation 38 DefinitionsRegulation 39 Application generallyRegulation 40 Issue of warrants generallyRegulation 41 Search warrants - formRegulation 42 Execution of warrantsRegulation 43 Copying of documentsRegulation 44 Record to be given of records copiedRegulation 44A Record to be given of records seizedRegulation 45 Retention of copiesPart 10 Cancellation, suspension and variation of authorisations (regs. 46-47)Regulation 46 Cancellation etc of authorisationsRegulation 47 Procedure for cancellation etcPart 11 Financial Penalties (regs. 48-55)Regulation 48 Requirement to pay a penaltyRegulation 49 Determining the amount of a penaltyRegulation 50 Relevant turnoverRegulation 51 Notice of proposed penalty and written submissionsRegulation 52 Procedure for requiring an authorised person to pay a penaltyRegulation 53 Treatment of unpaid penalty as a debtRegulation 54 Treatment of income from penaltiesRegulation 55 Service of notices under this PartSignatureExplanatory NoteExplanatory Memorandum
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Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Published date: 12 December 2006

Compensation (Claims Management Services) Regulations 2006 [SI 2006 No. 3322]

Introductory Text
Part 1 Preliminary (regs. 1-5)
Regulation 1 Citation
Regulation 2 Commencement
Regulation 3 Definitions
Regulation 4 Documents in electronic form
Regulation 5 Use of electronic communication
Part 2 Waiver of requirement for authorisation (regs. 6-7)
Regulation 6 Circumstances in which Regulator may waive requirement for authorisation
Regulation 7 Conditions on waiver
Part 3 Grant of authorisation (regs. 8-14A)
Regulation 8 Application for authorisations
Regulation 9 Payment of application fee
Regulation 10 Decisions about authorisations
Regulation 11 Time for deciding applications
Regulation 12 Conditions of authorisation
Regulation 13 Grant and refusal of authorisations
Regulation 14 Surrender of authorisations
Regulation 14A Notice lifting a restriction on surrender
Part 4 Fees (regs. 15-20)
Regulation 15 Determination of fees
Regulation 16 Amendment etc of fees determination
Regulation 17 Invoicing for fees
Regulation 18 Payment of fees by cheque
Regulation 19 Refund etc of fees
Regulation 20 Cancellation for non-payment of fee
Part 5 Indemnity insurance (regs. 21-21B)
Regulation 21 Directions about indemnity insurance
Regulation 21A Requirement to have professional indemnity insurance for persons who provide representation
Regulation 21B Minimum terms of professional indemnity insurance
Part 6 Rules and codes of practice (regs. 22-27)
Regulation 22 Rules
Regulation 23 Matters that the rules may cover
Regulation 24 Codes of practice
Regulation 25 Amendment etc of rules or code of practice
Regulation 26 Charge for supply of copies
Regulation 27 Redress
Part 7 Information and Directions (regs. 28-29)
Regulation 28 Review by the Regulator of complaint handling
Regulation 28A Power to share information
Regulation 29 Directions of the Regulator about complaints handling and related matters
Part 8 Routine audit (reg. 30)
Regulation 30 Routine inspection of records
Part 9 Investigation (regs. 31-45)
Chapter 1 Preliminary (reg. 31)
Regulation 31 Definitions for this Part
Chapter 2 Investigation - offences by unauthorised persons (regs. 32-34)
Regulation 32 Investigation of offences against section 4(1) of Act: requirement to provide information
Regulation 33 Requirements for information under section 8(4) of Act
Regulation 34 Search warrants under section 8 of the Act
Chapter 3 Investigation - Failures by authorised persons to comply with condition of authorisation (regs. 35-37)
Regulation 35 Regulator to investigate complaints or suspicions of unprofessional conduct
Regulation 36 Breaches by authorised persons of condition: requirement to provide information etc
Regulation 37 Search warrants for purposes of investigation of professional conduct
Chapter 4 Search warrants generally (regs. 38-45)
Regulation 38 Definitions
Regulation 39 Application generally
Regulation 40 Issue of warrants generally
Regulation 41 Search warrants - form
Regulation 42 Execution of warrants
Regulation 43 Copying of documents
Regulation 44 Record to be given of records copied
Regulation 44A Record to be given of records seized
Regulation 45 Retention of copies
Part 10 Cancellation, suspension and variation of authorisations (regs. 46-47)
Regulation 46 Cancellation etc of authorisations
Regulation 47 Procedure for cancellation etc
Part 11 Financial Penalties (regs. 48-55)
Regulation 48 Requirement to pay a penalty
Regulation 49 Determining the amount of a penalty
Regulation 50 Relevant turnover
Regulation 51 Notice of proposed penalty and written submissions
Regulation 52 Procedure for requiring an authorised person to pay a penalty
Regulation 53 Treatment of unpaid penalty as a debt
Regulation 54 Treatment of income from penalties
Regulation 55 Service of notices under this Part
Signature
Explanatory Note
Explanatory Memorandum
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