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Version date: 8 August 2014 - onwards

XI. AIFM data reporting under Article 3(3)(d) and 24(1)

Identification of the AIFM

37. For the name of the AIFM, AIFMs should use the legal name of the AIFM. AIFMs should also provide the following codes:

- The national identification code (code used by the NCAs of home Member States or the NCAs of the Member State of reference or the NCAs of the Member States where the AIFM markets its AIFs under Article 42 of the Directive); and

- The LEI or, if not available, the IEI or, if not available, the Bank Identifier Code (BIC).

38. If the national identification code changes, AIFMs should always (for the first reporting following the change of the national code and any subsequent reporting) indicate the former national identification code together with the current national code.

39. Finally, AIFMs should indicate the jurisdiction in which they are established.

Principal markets and instruments in which it trades on behalf of the AIFs it manages

- Principal markets:

40. AIFMs should group their instruments by market where the trades took place. M

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