1. UK Financial Services Law
  2. FCA - Financial Conduct Authority
  3. Policy Statements
  4. 2018
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  1. PS18/14*** - Extending the Senior Managers and Certification Regime to FCA firms - Feedback to CP17/25 and CP17/40, and near-final rules
  2. Part 1: Feedback to CP17/25: Extending the Senior Managers & Certification Regime to all FCA firms
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Part 1: Feedback to CP17/25: Extending the Senior Managers & Certification Regime to all FCA firms

Comparing proposed amendment...
2 Senior Management Functions & Prescribed Responsibilities   
3 Certification Regime   
4 Fit and Proper Requirements 
5 Conduct Rules   
6 Enhanced Tier - Criteria and Extra Requirements  
7 Applying the new regime to incoming UK branches  
8 Changes that affect banking firms and solo‑regulated firms   
9 Feedback to our Cost-Benefit Analysis 
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