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Alternative Investment Fund Managers (Amendment etc.) (EU Exit) Regulations 2019 [SI 2019 No. 328]Introductory TextPart 1 Introduction (reg. 1)Regulation 1 Citation and commencementPart 2 Amendment of secondary legislation (regs. 2-21)Chapter 1 Amendment of the Alternative Investment Fund Managers Regulations 2013 (regs. 2-15)Regulation 2 Amendment of the Alternative Investment Fund Managers Regulations 2013Regulation 3 Introductory provisionsRegulation 4 Authorisation of full-scope UK AIFMSRegulation 5 SEFs, RVECAs and small AIFMsRegulation 6 ELTIFsRegulation 7 Operating conditionsRegulation 8 DepositariesRegulation 9 AIFs and controlRegulation 10 Marketing of AIFsRegulation 11 Duties and powers of the FCARegulation 12 Transfer of Directive FunctionsRegulation 13 Application of provisions of the ActRegulation 14 Transitional provisionsRegulation 15 Final provisionsChapter 2 Amendment of the Alternative Investment Fund Managers (Amendment) Regulations 2013 (regs. 16-21)Regulation 16 Alternative Investment Fund Managers (Amendment) Regulations 2013Regulation 17 CommencementRegulation 18 AmendmentsRegulation 19 Consultation on rules for the purposes of Article 35 or 37 to 41 of the directiveRegulation 20 Schedule 1Regulation 21 Schedule 2Part 3 Amendment of EU delegated legislation (regs. 22-43)Regulation 22 Commission Delegated Regulation (EU) No 231/2013Regulation 23 Definitions and generalRegulation 24 Operating conditions for AIFMs: general principlesRegulation 25 Conflicts of interestRegulation 26 Risk managementRegulation 27 Liquidity managementRegulation 28 Investment in securitisation positionsRegulation 29 Organisational requirements: general principlesRegulation 30 ValuationRegulation 31 Delegation of AIFM functionsRegulation 32 Depositary: particulars of written contractRegulation 33 Depositaries in third countriesRegulation 34 Depositary functions, due diligence duties and segregation obligationRegulation 35 Loss of financial instruments, liability discharge and objective reasonsRegulation 36 Transparency requirements etc: annual report, disclosure and reportingRegulation 37 Transparency requirements etc: AIFMs managing leveraged AIFsRegulation 38 Rules relating to third countriesRegulation 39 Exchange of informationRegulation 40 Final provisions and annexesRegulation 41 Commission Implementing Regulation (EU) No 447/2013Regulation 42 Commission Implementing Regulation (EU) No 448/2013Regulation 43 Commission Delegated Regulation (EU) No 2015/514SignatureExplanatory NoteExplanatory MemorandumImpact Assessment
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Version status: Revoked | Document consolidation status: Updated to reflect all known changes
Version date: 29 August 2023 - onwards
Version 3 of 3

Regulation 39 Exchange of information

Revoked from 29 August 2023

[deleted]

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