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Version status: In force | Document consolidation status: Assimilated law updated to reflect all known changes
Version date: 29 April 2021 - onwards
Version 3 of 3

Annex - Template for notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

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Details of the person discharging managerial responsibilities/person closely associated

a)

Name

[For natural persons: the first name and the last name(s).]

[For legal persons: full name including legal form as provided for in the register where it is incorporated, if applicable.]

2

Reason for the notification

a)

Position/status

[For persons discharging managerial responsibilities: the position occupied within the issuer/ UK emission allowances market participant/ auction platform/auctioneer should be indicated, e.g. CEO, CFO.]

[For persons closely associated,

- An indication that the notification concerns a person closely associated with a person discharging managerial responsibilities;

- Name and position of the relevant person discharging managerial responsibilities.]

b)

Initial notification/ Amendment

[Indication that this is an initial notification or an amendment to prior notifications. In case of amendment, explain the error that this notification is amending.]

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