List of Annexes | Better Regulation

Version status: Applicable | Document consolidation status: Updated to reflect all known changes

Version date: 21 July 2019 - onwards

List of Annexes

Part A Registration Documents

Annex 1: Registration document for equity securities

Annex 2: Universal registration document

Annex 3: Registration document for secondary issuances of equity securities

Annex 4: Registration document for units of closed-end collective investment undertakings

Annex 5: Registration document for depository receipts issued over shares

Annex 6: Registration document for retail non-equity securities

Annex 7: Registration document for wholesale non-equity securities

Annex 8: Registration document for secondary issuances of non-equity securities

Annex 9: Registration document for asset-backed securities

Annex 10: Registration documents for non-equity securities issued by third countries and their regional and local authorities

Part B Securities Notes

Annex 11: Securities note for equity securities or units issued by collective investment undertakings of the closed-end type

Annex 12: Securities note for secondary issuances of equity securities or of units issued by collective investment undertakings of the closed-end type

Annex 13: Securities note for depository receipts issued over shares

Annex 14: Securities note for retail non-equity securities

Annex 15: Securities note for wholesale non-equity securities

Annex 16: Securities note for secondary issuances of non-equity securities

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