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Version date: 2 August 2013 - onwards

Appendix A: Model change pro-forma required when pre or post-notifying changes to a ratings system

Firm:

Date notification sent to PRA:

 

Pre or post change notification:

 

Rating system:

Name:

Asset type: PD/LGD/EAD

Brief description of change(s):

 

Portfolio information:

[Credit risk capital information on the ratings system that the firm is proposing to change - this information should be prior to the application of the proposed change.]

EAD £xxx (date)

RWA £xxx (date)

EL £xxx (date)

Group information:

[Credit risk capital information for UK consolidation group.]

EAD £xxx (date)

RWA £xxx (date)

EL  £xxx (date)

Materiality of change:

RWA impact £xxx

RWA % change %

EL impact £xxx

EL % change %

Reason change is pre/post notified:

[Explain here why the change is classed as pre or post notified.]

 

Relevant committee approval:

[Committee responsible for approval of change.]

Name:

Date of approval: