Q1: Do you believe that guideline 1 should be further amended and/or supplemented? Please also state the reasons for your answer.
Q2: Do you agree with the suggested approach in relation to the compliance function's monitoring obligations? Please also state the reasons for your answer.
Q3: Do you believe that further guidance is needed to clarify the compliance function's monitoring obligations?
Q4: Do you agree with the addition to paragraph 26?
Q5: Do you agree with the suggested general content of the compliance function reports (paragraph 32 of the guidelines)? Please also state the reasons for your answer.
Q6: Do you agree with the suggested content of the compliance function reports in relation to product governance arrangements (paragraph 33 of the guidelines)? Please also state the reasons for your answer.
Q7: Do you agree that the information that should be included in the compliance function reports should be proportional to the complexity and level of risks of the financial
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