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Version status: Entered into force | Document consolidation status: No known changes
Version date: 23 September 2020 - onwards
Version 2 of 2

Article 17 Senior management and members of the board

An application for registration as a securitisation repository shall contain the following information in respect of each member of the senior management:

(a) a copy of the member’s curriculum vitae, including the following information to the extent relevant in assessing the adequacy of the member’s experience and knowledge for the purposes of performing his or her responsibilities:

(i) an overview of the member’s post-secondary education;

(ii) the member’s employment history with dates, identification of positions held and a description of the functions occupied;

(iii) any professional qualification held by the member, together with the date when that qualification was acquired and the status of any membership in a relevant professional body;

(b) detailed information on knowledge and experience on securitisation matters and on IT management, operations and development;

(c) details regarding any criminal convictions in connection with the provision of financial or data services or in relation to acts of fraud or embezzlement, in particular in the form of an official certificate, if available within the relevant Member State;

(d) a declaration signed by the member that states whether he or she:

(i) has been convicted of any criminal offence in connection with the provision of financial or data services or in relation to acts of fraud or embezzlement;