Q: I am a UCITS management company or UCITS self-managed investment company. What transitional arrangements (if any) apply in relation to (i) the managerial functions listed in Schedule 10 of the Central Bank UCITS Regulations; (ii) new requirements in relation to an effective supervision requirement and the retrievability of records; and (iii) adherence to the fund management company guidance chapters 1-6?
A: Please refer to the following table:
|
Provision |
Transition date |
||
|---|---|---|---|
|
Authorised before 1 November 2015 |
Authorised between 1 November 2015 and 30 June 2017 (inclusive) |
Authorised after 30 June 2017 |
|
|
Managerial Functions listed in Schedule 10 of the Central Bank UCITS Regulations |
1 July 2018 |
Applicable from date of authorisation |
Applicable from date of authorisation |
|
Performance of the Organisation Effectiveness role: Regulation 104(9) of the Central Bank UCITS Regulations – |
1 July 2018 |
Applicable from date of authorisation |
Applicable from date of |