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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 31 December 2020 - onwards
Version 2 of 2

Annex

National securities exchanges registered with the US Securities and Exchange Commission and considered equivalent to UK regulated markets as defined in Regulation (EU) 600/2014:

(a) BOX Options Exchange LLC

(b) Cboe BYX Exchange, Inc. (formerly Bats BYX Exchange, Inc.; BATS Y-Exchange, Inc.)

(c) Cboe BZX Exchange, Inc. (formerly Bats BZX Exchange, Inc.; BATS Exchange, Inc.)

(d) Cboe C2 Exchange, Inc.

(e) Cboe EDGA Exchange, Inc. (formerly Bats EDGA Exchange, Inc.; EDGA Exchange, Inc.)

(f) Cboe EDGX Exchange, Inc. (formerly Bats EDGX Exchange, Inc.; EDGX Exchange, Inc.)

(g) Cboe Exchange, Inc.

(h) Chicago Stock Exchange, Inc.

(i) The Investors Exchange LLC

(j) Miami International Securities Exchange

(k) MIAX PEARL, LLC

(l) Nasdaq BX, Inc. (formerly NASDAQ OMX BX, Inc.; Boston Stock Exchange)

(m) Nasdaq GEMX, LLC (formerly ISE Gemini)

(n) Nasdaq ISE, LLC (formerly International Securities Exchange, LLC)

(o) Nasdaq MRX, LLC (formerly ISE Mercury)