Part 8 Monitoring, disciplinary measures and procedures (regs. 35-49)

Comparing proposed amendment...


In force	Regulation 35 Interpretation of Part 8
In force	Regulation 36 Monitoring and enforcement by FCA
In force	Regulation 36A Monitoring and enforcement by Pensions Regulator
In force	Regulation 37 Temporary prohibition relating to management functions
In force	Regulation 38 Temporary prohibition relating to management functions: obligations on originator, sponsor or SSPE
In force	Regulation 39 Imposition of temporary ban on STS notifications
In force	Regulation 40 Procedure for imposition, variation or revocation of a temporary ban on STS notifications
In force	Regulation 41 Public censure
In force	Regulation 42 Financial penalties
In force	Regulation 43 Warning notice
In force	Regulation 44 Decision notice
In force	Regulation 45 Consultation in relation to certain enforcement action
In force	Regulation 46 Statement of policy
In force	Regulation 47 Statement of policy: procedure
In force	Regulation 48 Restriction on penalties
In force	Regulation 49 Right to refer matters to Tribunal

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