View this consultation in the FCA tracker table
Discover our proposed new approach to publicising our enforcement investigations and changes to our Enforcement Guide.
Why we are consulting
We want to change how we publicise our enforcement investigations to increase transparency about our enforcement work and its deterrent effect and to disseminate best practice. Following review, we also propose changes to our Enforcement Guide to reduce duplication and make information about our processes more accessible.
Who this is for
This CP is likely to be of interest to:
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firms that fall within our regulatory oversight and who may be subject to an enforcement investigation, whether authorised or registered with us or who will be carrying out designated activities, as well as individuals working in these firms
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consumer and investor groups and individual consumers and investors
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industry groups, trade bodies, experts and commentators, and
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other regulatory bodies