View this consultation in the tracker table
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.
What we are consulting on this quarter
Proposed changes:
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to change the definition of ‘firm’ to clarify that designated coordination bodies fall within the remit of the Enforcement Guide and Decision Procedure and Penalties Manual
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to allow a non-Undertakings for the Collective Investment in Transferable Securities retail scheme to be exposed to long-term asset funds without the constraints of the second scheme rules
Who this applies to
This will be relevant if you or your firm has any interest in the subjects mentioned above.
Next steps
We want to know what you think of our proposals.
Please use the online form or email: cp24-18@fca.org.uk.
Send us your comments by 11 October 2024.
Further information
For more information, p
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