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Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2001 [SI 2001 No. 3544]Introductory TextArticle 1 Citation and commencementArticle 2 Amendment of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001Article 3 Accepting deposits: sums received by persons authorised to deal etc.Article 4 Dealing as principal: issue by a company of its own shares etc.Article 5 Arranging deals in investments: arranging transactions in connection with lending on the security of insurance policiesArticle 6 Managing investments: attorneysArticle 7 Causing dematerialised instructions to be sentArticle 8 Regulated mortgage contractsArticle 9 Activities carried on in the course of a profession or non-investment businessArticle 10 Activities carried on in connection with the sale of goods or supply of servicesSignatureExplanatory Note
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 December 2001 - onwards
Version 2 of 2

Article 4 Dealing as principal: issue by a company of its own shares etc.

In article 18(2)(c) of the principal Order, for "that company" substitute "the person concerned".

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