icon-grid
Better Regulation logo
Table of Contents

Table of Contents

Expand all headings Collapse all headings Expand side bar Collapse side bar
Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2001 [SI 2001 No. 3544]Introductory TextArticle 1 Citation and commencementArticle 2 Amendment of the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001Article 3 Accepting deposits: sums received by persons authorised to deal etc.Article 4 Dealing as principal: issue by a company of its own shares etc.Article 5 Arranging deals in investments: arranging transactions in connection with lending on the security of insurance policiesArticle 6 Managing investments: attorneysArticle 7 Causing dematerialised instructions to be sentArticle 8 Regulated mortgage contractsArticle 9 Activities carried on in the course of a profession or non-investment businessArticle 10 Activities carried on in connection with the sale of goods or supply of servicesSignatureExplanatory Note
Document Overview
Tools
Set a date to view the document
Text comparison options
Full text - Date 1 vs Date 2
Amendments requiring commencement - Current text vs Text requiring commencement
Draft proposed changes - Current text vs Text proposed by drafting documents
Coming soon: Any documents - Any document vs Another document at any date
Print / Export options
Current page
Whole document
Selected pages
Consolidated PDF of the entire document as of 12th December 2024
Export
Export line by line
Export provision to provision
Report template
Create report template
Alert me to changes
Manage alerts
Bookmarks
This page
This document
Manage bookmarks
Search within this document
View previous searches
Share
Get page link
Share via email application
PreviousNext
Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 December 2001 - onwards
Version 2 of 2

Article 5 Arranging deals in investments: arranging transactions in connection with lending on the security of insurance policies

For sub-paragraph (a) of paragraph (1) of article 30 of the principal Order substitute -

"(a) a relevant authorised person or a person acting on his behalf will introduce to the money-lender persons with whom the relevant authorised person has entered, or proposes to enter, into a relevant transaction, or will advise such persons to approach the money-lender, with a view to the money-lender lending money on the security of any contract effected pursuant to a relevant transaction;".

PreviousNext