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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 April 2013 - onwards
Version 4 of 4

Regulation 2 Overseas regulators

(1) The kind of regulator to which paragraph (2) applies is prescribed for the purposes of section 55Q(1) of the Act.

(2) This paragraph applies to a regulator who exercises -

(a) a function corresponding to any function of the FCA, the PRA or the Bank of England under the Act;

(b) a function corresponding to any function exercised by the FCA under Part VI of the Act (official listing);

(c) a function corresponding to any function exercised by the Secretaryof State under the Companies Act 2006; or

(d) a function in connection with -

(i) the investigation of conduct of the kind prohibited by Part V of the Criminal Justice Act 1993 [1993 c. 36.] (insider dealing); or

(ii) the enforcement of rules (whether or not having the force of law) relating to such conduct.