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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 12 May 2011 - onwards
Version 3 of 3

Regulation 3 Bodies whose securities may not be listed

For the purposes of section 75(3) (which provides that no application for listing may be entertained in respect of securities issued by a body of a prescribed kind) there are prescribed the following kinds of body -

(a) where the securities are securities within the meaning of the Regulated Activities Order, a private company within the meaning of section 4(1) of the Companies Act 2006;

(b) an old public company within the meaning of section 1 of the Companies Consolidation (Consequential Provisions) Act 1985 [1985 c. 9.] or article 3 of the Companies Consolidation (Consequential Provisions) (Northern Ireland) Order 1986 [S.I. 1986/1035 (N.I. 9).].