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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 April 2013 - onwards
Version 4 of 4

Regulation 7 Securities issued in connection with takeovers and mergers

(1) This regulation applies where -

(a) listing particulars relate to securities which are to be issued in connection with -

(i) an offer by the issuer (or by a wholly-owned subsidiary of the issuer) for securities issued by another person ("A");

(ii) an agreement for the acquisition by the issuer (or by a wholly-owned subsidiary of the issuer) of securities issued by another person ("A"); or

(iii) any arrangement whereby the whole of the undertaking of another person ("A") is to become the undertaking of the issuer (or of a wholly-owned subsidiary of the issuer, or of a body corporate which will become such a subsidiary by virtue of the arrangement); and

(b) each of the specified persons is responsible by virtue of regulation 6(1)(d) above for any part ("the relevant part") of the particulars relating to A or to the securities or undertaking to which the offer, agreement or arrangement relates.

(2) In paragraph (1)(b) above the "specified persons" are -