Financial Services and Markets Act 2000 (Miscellaneous Provisions) Order 2001 [SI 2001 No. 3650]

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Version status: In force | Document consolidation status: Updated to reflect all known changes

Published date: 9 November 2001

Consolidation Status: Updated to reflect all known changes

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	Introductory Text
	Part I General (art. 1)
In force	Article 1 Citation and commencement
	Part II Amendments to orders made under the Act (arts. 2-12)
	The Financial Services and Markets Act 2000 (Collective Investment Schemes) Order 2001 (S.I. 2001/1062) (art. 2)
In force	Article 2 Arrangements not amounting to collective investment schemes
	The Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001 (S.I. 2001/1227) (art. 3)
In force	Article 3 Mortgage activities carried on by members of the professions
	The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001 (S.I. 2001/1335) (arts. 4-5)
Revoked	Article 4 Financial promotion exemption for appointed representatives
Revoked	Article 5 Interests in funeral plan contracts
	The Financial Services and Markets Act 2000 (Transitional Provisions) (Authorised Persons etc.) Order 2001 (S.I. 2001/2636) (arts. 6-10)
In force	Article 6 Persons authorised under the Banking Act 1987
In force	Article 7 Companies authorised under the Insurance Companies Act 1982
In force	Article 8 Friendly societies authorised under the Friendly Societies Act 1992
In force	Article 9 Building societies authorised under the Building Societies Act 1986
In force	Article 10 Disqualification directions on the public record
	The Financial Services and Markets Act 2000 (Transitional Provisions) (Controllers) Order 2001 (S.I. 2001/2637) (arts. 11-12)
In force	Article 11 Definition of "the Regulator"
In force	Article 12 Controller approved by self-regulating organisation before commencement
	Part III Miscellaneous Provision (arts. 13-30)
In force	Article 13 Interpretation
In force	Article 14 Winding up of persons previously authorised under the Financial Services Act etc.
In force	Article 15 Winding up of persons previously authorised under the Banking Act
In force	Article 16 The Rehabilitation of Offenders Act 1974
In force	Article 17 Disqualification of members of the Financial Services Tribunal
In force	Article 18 Duty of auditors to communicate matters to the regulator
In force	Article 19 Reports under the Financial Services Act and the Banking Act
In force	Article 20 Report under the Insurance Companies Act
In force	Article 21 Transfer of property, rights and liabilities
In force	Article 22 Transfer of liabilities
In force	Article 23 Legal proceedings
In force	Article 24 Exemption from liability in damages
In force	Article 25 Fees for the exercise of certain Authority functions
In force	Article 26 Fees under the Insurance Companies Act
In force	Article 27 Fees in respect of the existing deficit
In force	Article 28 The Contracting Out Order
In force	Article 29 Correction of scope of permission notices as a result of this Order
In force	Article 30 Correction of scope of permission notices for PIA firms
	Signature
	Explanatory Note

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