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Financial Services and Markets Act 2000 (Miscellaneous Provisions) Order 2001 [SI 2001 No. 3650]Introductory TextPart I General (art. 1)Article 1 Citation and commencementPart II Amendments to orders made under the Act (arts. 2-12)The Financial Services and Markets Act 2000 (Collective Investment Schemes) Order 2001 (S.I. 2001/1062) (art. 2)Article 2 Arrangements not amounting to collective investment schemesThe Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001 (S.I. 2001/1227) (art. 3)Article 3 Mortgage activities carried on by members of the professionsThe Financial Services and Markets Act 2000 (Financial Promotion) Order 2001 (S.I. 2001/1335) (arts. 4-5)Article 4 Financial promotion exemption for appointed representativesArticle 5 Interests in funeral plan contractsThe Financial Services and Markets Act 2000 (Transitional Provisions) (Authorised Persons etc.) Order 2001 (S.I. 2001/2636) (arts. 6-10)Article 6 Persons authorised under the Banking Act 1987Article 7 Companies authorised under the Insurance Companies Act 1982Article 8 Friendly societies authorised under the Friendly Societies Act 1992Article 9 Building societies authorised under the Building Societies Act 1986Article 10 Disqualification directions on the public recordThe Financial Services and Markets Act 2000 (Transitional Provisions) (Controllers) Order 2001 (S.I. 2001/2637) (arts. 11-12)Article 11 Definition of "the Regulator"Article 12 Controller approved by self-regulating organisation before commencementPart III Miscellaneous Provision (arts. 13-30)Article 13 InterpretationArticle 14 Winding up of persons previously authorised under the Financial Services Act etc.Article 15 Winding up of persons previously authorised under the Banking ActArticle 16 The Rehabilitation of Offenders Act 1974Article 17 Disqualification of members of the Financial Services TribunalArticle 18 Duty of auditors to communicate matters to the regulatorArticle 19 Reports under the Financial Services Act and the Banking ActArticle 20 Report under the Insurance Companies ActArticle 21 Transfer of property, rights and liabilitiesArticle 22 Transfer of liabilitiesArticle 23 Legal proceedingsArticle 24 Exemption from liability in damagesArticle 25 Fees for the exercise of certain Authority functionsArticle 26 Fees under the Insurance Companies ActArticle 27 Fees in respect of the existing deficitArticle 28 The Contracting Out OrderArticle 29 Correction of scope of permission notices as a result of this OrderArticle 30 Correction of scope of permission notices for PIA firmsSignatureExplanatory Note
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 December 2001 - onwards
Version 2 of 2

Article 12 Controller approved by self-regulating organisation before commencement

In article 5 of the Financial Services and Markets Act 2000 (Transitional Provisions) (Controllers) Order 2001 (approval given before commencement) after sub-paragraph (d) of paragraph (6) insert -

"(e) rule 6.1(4) of the rules of the Personal Investment Authority Limited;

(f) rule 2-23A(1) of the rules of the Securities and Futures Authority Limited;

(g) rule 2.1 of Chapter IV of the rules of the Investment Management Regulatory Organisation Limited."

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