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Financial Services and Markets Act 2000 (Transitional Provisions and Savings) (Civil Remedies, Discipline, Criminal Offences etc.) (No. 2) Order 2001 [SI 2001 No. 3083]Introductory TextPart 1 General (art. 1)Article 1 Citation, commencement and interpretationPart 2 Civil remedies (arts. 2-5)Article 2 Remedial injunctions and restitution orders in respect of pre-commencement conductArticle 3 Restitution by the FCA or the PRAArticle 4 Injunctions to prevent disposal of assetsArticle 5 Unenforceable contractsPart 3 Disciplinary powers (arts. 6-9)Article 6 Public statements in respect of pre-commencement contraventions of the Financial Services ActArticle 7 Public statements in respect of pre-commencement contraventions of the rules of self-regulating organisationsArticle 8 Imposition of penalties in respect of pre-commencement contraventions of the rules of self-regulating organisationsArticle 9 Disciplinary powers in relation to persons registered with self-regulating organisationsPart 4 Provisions relating to those formerly authorised in relation to deposit taking (arts. 10-12)Article 10 Saving of sections 19 and 20 of the Banking ActArticle 11 Saving of sections 43A and 43B of the Building Societies ActArticle 12 Winding-up of former authorised institutions etc.Part 5 Criminal offences (art. 13)Article 13 Offences committed before commencementPart 6 Information gathering and investigations (arts. 14-18)Article 14 Regulated personsArticle 15 Power to require informationArticle 16 Reports by skilled personsArticle 17 Appointment of persons to carry out general investigationsArticle 18 Appointment of persons to carry out investigations in particular casesPart 7 Miscellaneous (arts. 19-23)Article 19 AuditorsArticle 20 Recognised professional bodiesArticle 21 Information from former recognised professional bodiesArticle 22 Tribunal proceedings that relate to the contravention of a ruleArticle 23 Revocation and amendmentsSignatureExplanatory Note
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Version status: | Document consolidation status: Updated to reflect all known changes
Version date: 11 September 2001 - onwards

Introductory Text

SI 2001/3083

Made                                        11th September 2001

Laid before Parliament          11th September 2001

Coming into force in accordance with article 1

The Treasury, in exercise of the powers conferred on them by sections 426, 427 and 428(3) of the Financial Services and Markets Act 2000 [2000 c. 8.], hereby make the following Order:

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