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Financial Services and Markets Act 2000 (Transitional Provisions and Savings) (Civil Remedies, Discipline, Criminal Offences etc.) (No. 2) Order 2001 [SI 2001 No. 3083]Introductory TextPart 1 General (art. 1)Article 1 Citation, commencement and interpretationPart 2 Civil remedies (arts. 2-5)Article 2 Remedial injunctions and restitution orders in respect of pre-commencement conductArticle 3 Restitution by the FCA or the PRAArticle 4 Injunctions to prevent disposal of assetsArticle 5 Unenforceable contractsPart 3 Disciplinary powers (arts. 6-9)Article 6 Public statements in respect of pre-commencement contraventions of the Financial Services ActArticle 7 Public statements in respect of pre-commencement contraventions of the rules of self-regulating organisationsArticle 8 Imposition of penalties in respect of pre-commencement contraventions of the rules of self-regulating organisationsArticle 9 Disciplinary powers in relation to persons registered with self-regulating organisationsPart 4 Provisions relating to those formerly authorised in relation to deposit taking (arts. 10-12)Article 10 Saving of sections 19 and 20 of the Banking ActArticle 11 Saving of sections 43A and 43B of the Building Societies ActArticle 12 Winding-up of former authorised institutions etc.Part 5 Criminal offences (art. 13)Article 13 Offences committed before commencementPart 6 Information gathering and investigations (arts. 14-18)Article 14 Regulated personsArticle 15 Power to require informationArticle 16 Reports by skilled personsArticle 17 Appointment of persons to carry out general investigationsArticle 18 Appointment of persons to carry out investigations in particular casesPart 7 Miscellaneous (arts. 19-23)Article 19 AuditorsArticle 20 Recognised professional bodiesArticle 21 Information from former recognised professional bodiesArticle 22 Tribunal proceedings that relate to the contravention of a ruleArticle 23 Revocation and amendmentsSignatureExplanatory Note
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 April 2013 - onwards
Version 3 of 3

Article 6 Public statements in respect of pre-commencement contraventions of the Financial Services Act

(1) Paragraph (3) applies if -

(a) the FCA or the PRA considers that an authorised person before commencement contravened a pre-commencement provision that related to him; and

(b) the Financial Services Authority has not given a written notice under section 60(2) of the Financial Services Act in respect of that contravention.

(2) Paragraph (3) also applies if -

(a) the FCA or the PRA considers that an authorised person before commencement contravened a pre-commencement friendly societies provision that related to him;

(b) that person was, immediately before commencement, a regulated friendly society other than a member society; and

(c) the Financial Services Authority has not given a written notice under paragraph 21 of Schedule 11 to the Financial Services Act [Functions transferred by S.I. 1987/925.] in respect of that contravention.

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