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Internal Capital Adequacy Assessment (ICAA)General Links1. Application and Definitions (rules 1.1 - 1.3)1.11.21.32. Adequacy Of Financial Resources (rule 2.1)2.1 Overall financial adequacy rule3 Strategies, Processes and Systems (rules 3.1 - 3.5)Overall Pillar 2 rule (rules 3.1 - 3.5)3.1 Overall Pillar 2 rule3.23.33.43.54. Credit and Counterparty Risk4.14.24.34.45. Residual Risk5.16. Concentration Risk6.17. Securitisation Risk7.17.28. Market Risk8.18.28.38.48.58.69. Interest Risk Arising From Non-trading Book Activities9.19.29.39.49.510. Operational Risk10.110.211. Risk Of Excessive Leverage11.111.211.312. Stress Tests and Scenario AnalysisGeneral stress test and scenario analysis rule12.112.212.312.413. Documentation Of Risk Assessments13.113.214. Application of This Part on an Individual Basis, a Consolidated Basis and a Sub-consolidated BasisLevel of application of the overall financial adequacy rule14.1414.1514.16The risk control rules14.1114.1214.13The ICAAP rules14.114.214.314.414.514.614.714.814.914.10Externally defined glossary terms
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Status: In force
Version date: 1 January 2014 - onwards

13.2

A firm must maintain the records referred to in 13.1 for at least
three years.

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