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Capital Requirements Regulations 2013 [SI 2013 No. 3115]Introductory TextPart 1 Introductory provisions (regs. 1-2A)Regulation 1 Citation, commencement and expiryRegulation 2 InterpretationRegulation 2A. Interpretation: regulators' rulesPart 2 Capital Requirements Regulations 2006: revocation (reg. 3)Regulation 3 Capital Requirements Regulations 2006: revocationPart 3 Designation of competent authorities (regs. 4-5)Regulation 4 Main provisions of the capital requirements regulation and Directive 2013/36/EU UK lawRegulation 5 Capital buffers and Article 458 of the capital requirements regulationPart 4 PRA and FCA: cooperation and co-ordination (regs. 6-17)Regulation 6 Co-operation within the European System of Financial SupervisionRegulation 7 Co-operation with EBARegulation 8 Information gathering, planning and co-ordination dutiesRegulation 9 Requirement to consult other competent authorities: major sanctions or exceptional measuresRegulation 10 Emergency situations: notification requirementsRegulation 11 Collaboration concerning supervision of cross-border institutionsRegulation 12 On-the-spot checks and inspections: during CRD transitional periodRegulation 13 On-the-spot checks or inspections: after CRD transitional periodRegulation 14 On-the-spot checks and inspections: powers of EEA competent authoritiesRegulation 15 Significant branches: UK is the host EEA StateRegulation 16 Significant branches: UK is the home EEA State or EEA consolidating supervisorRegulation 17 Duties to notify EBA and EIOPAPart 5 Publication of information by PRA and FCA (regs. 18-19)Regulation 18 General disclosures required of PRA and FCARegulation 19 Specific disclosures required of PRA and FCAPart 6 Consolidated supervision (regs. 20-33)Regulation 20 Determination of the consolidating supervisorRegulation 21 Assessment of equivalence of consolidated supervision by supervisory authorities in third countriesRegulation 22 Co-ordination and co-operation arrangementsRegulation 23 Co-ordination of supervisory activities by the EEA consolidating supervisorRegulation 24 The Bank's general dutiesRegulation 25 Exchange of informationRegulation 26 Obtaining information already disclosedRegulation 27 Verification of information by a competent authority in another EEA StateRegulation 28 Requirement to establish list of holding companiesRegulation 29 Joint decisions on own funds: PRA or FCA is the EEA consolidating supervisorRegulation 30 Joint decisions on own funds: PRA or FCA is not the EEA consolidating supervisorRegulation 31 Joint decision on liquidity: PRA or FCA is the EEA consolidating supervisorRegulation 32 Joint decision on liquidity: PRA or FCA is not the EEA consolidating supervisorRegulation 33 Colleges of supervisorsPart 7 Exercise of supervision by the PRA (regs. 34-38)Regulation 34 Supervisory powers: own fundsRegulation 34A. Supervisory review and evaluation processRegulation 34B. Ongoing review of the permission to use internal approachesRegulation 35 Specific liquidity requirementsRegulation 35A. Application of supervisory measures to institutions with similar risk profilesRegulation 35B. Supervisory powersRegulation 35C. Specific publication requirementsRegulation 36 Employee remunerationRegulation 37 Diversity practicesRegulation 38 Consultation with EBA: supervisory benchmarking of internal approaches for calculation own funds requirementsPart 8 Permissions under the CRR (regs. 39-44)Regulation 39 Meaning of "permission" and "protected item" in this PartRegulation 40 Applications for permissions: process, information and documentsRegulation 41 Decisions: written noticesRegulation 42 AppealsRegulation 43 Publication of written noticesRegulation 44 Transitional provision for matters done before commencementPart 9 Misleading the PRA or FCA (reg. 45)Regulation 45 Misleading the PRA or FCAPart 10 Amendments and revocations (reg. 46)Regulation 46 Amendments and revocationsSchedule 1 CRD transitional arrangementsSchedule 2 Amendments to primary and secondary legislationSchedule 2, Part 1 Amendments to FSMA (paras. 1-30)Schedule 2, Part 2 Amendments to other primary legislation (paras. 31-45)Schedule 2, Part 3 Amendments to secondary legislation (paras. 46-80)Schedule 3 RevocationsSignatureExplanatory NoteExplanatory Memorandum
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 January 2014 - onwards
Version 2 of 2

Regulation 1 Citation, commencement and expiry

(1) These Regulations may be cited as the Capital Requirements Regulations 2013.

(2) Subject to paragraph (3), these Regulations come into force on 1st January 2014.

(3) The Regulations specified in the first column of Schedule 1 (CRD transitional arrangements) come into force on the dates specified in the second column or cease to have effect on the dates specified in the third column.

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