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Version status: Entered into force | Document consolidation status: Updated to reflect all known changes
Published date: 11 February 2003

Directive 2002/87/EC - Financial Conglomerates Directive (FICOD)

Comparing proposed amendment...
Recitals
Chapter I Objective and Definitions (arts. 1-4)
Amended
Article 1 Subject matter
Amended
Article 2 Definitions
Amended
Article 3 Thresholds for identifying a financial conglomerate
Amended
Article 4 Identifying a financial conglomerate
Chapter II Supplementary supervision (arts. 5-19)
Section 1 Scope (art. 5)
Amended
Article 5 Scope of supplementary supervision of regulated entities referred to in Article 1
Section 2 Financial position (arts. 6-9)
Amended
Article 6 Capital adequacy
Amended
Article 7 Risk concentration
Amended
Article 8 Intra-group transactions
Amended
Article 9 Internal control mechanisms and risk management processes
Section 3 Measures to Facilitate Supplementary Supervision and Powers of the Joint Committee (arts. 9a-17)
Inserted
Article 9a Role of the Joint Committee
Inserted
Article 9b Stress testing
Amended
Article 10 Competent authority responsible for exercising supplementary supervision (the coordinator)
Amended
Article 11 Tasks of the coordinator
Amended
Article 12 Cooperation and exchange of information between competent authorities
Amended
Article 12a Cooperation and exchange of information with the Joint Committee
Inserted
Article 12b Common guidelines
Entered into force
Article 13 Management body of mixed financial holding companies
Amended
Article 14 Access to information
Entered into force
Article 15 Verification
Amended
Article 16 Enforcement measures
Entered into force
Article 17 Additional powers of the competent authorities
Section 4 Third countries (arts. 18-19)
Amended
Article 18 Parent undertakings in a third country
Amended
Article 19 Cooperation with third-country competent authorities
Chapter III Delegated Acts and Implementing Measures (arts. 20-21c)
Amended
Article 20 Powers conferred on the Commission
Amended
Article 21 Committee
Amended
Article 21a Technical standards
Inserted
Article 21b Common Guidelines
Inserted
Article 21c Exercise of the delegation
Chapter IV Amendments to existing Directives (arts. 22-29)
Repealed
Article 22 Amendments to Directive 73/239/EEC
Entered into force
Article 23 Amendments to Directive 79/267/EEC
Repealed
Article 24 Amendments to Directive 92/49/EEC
Entered into force
Article 25 Amendments to Directive 92/96/EEC
Repealed
Article 26 Amendments to Directive 93/6/EEC
Entered into force
Article 27 Amendments to Directive 93/22/EEC
Repealed
Article 28 Amendments to Directive 98/78/EC
Amended
Article 29 Amendments to Directive 2000/12/EC
Chapter V Asset management companies (arts. 30-30b)
Amended
Article 30 Asset management companies
Amended
Article 30a Alternative investment fund managers
Inserted
Article 30b Accessibility of information on the European single access point
Chapter VI Transitional and final provisions (arts. 31-33)
Entered into force
Article 31 Report by the Commission
Entered into force
Article 32 Transposition
Entered into force
Article 33 Entry into force
Entered into force
Article 34 Addressees
Amended
Annex I Capital adequacy
Entered into force
Annex II Technical application of the provisions on intra-group transactions and risk concentration
Done at