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Directive 2002/87/EC - Financial Conglomerates Directive (FICOD)RecitalsChapter I Objective and Definitions (arts. 1-4)Article 1 Subject matterArticle 2 DefinitionsArticle 3 Thresholds for identifying a financial conglomerateArticle 4 Identifying a financial conglomerateChapter II Supplementary supervision (arts. 5-19)Section 1 Scope (art. 5)Article 5 Scope of supplementary supervision of regulated entities referred to in Article 1Section 2 Financial position (arts. 6-9)Article 6 Capital adequacyArticle 7 Risk concentrationArticle 8 Intra-group transactionsArticle 9 Internal control mechanisms and risk management processesSection 3 Measures to Facilitate Supplementary Supervision and Powers of the Joint Committee (arts. 9a-17)Article 9a Role of the Joint CommitteeArticle 9b Stress testingArticle 10 Competent authority responsible for exercising supplementary supervision (the coordinator)Article 11 Tasks of the coordinatorArticle 12 Cooperation and exchange of information between competent authoritiesArticle 12a Cooperation and exchange of information with the Joint CommitteeArticle 12b Common guidelinesArticle 13 Management body of mixed financial holding companiesArticle 14 Access to informationArticle 15 VerificationArticle 16 Enforcement measuresArticle 17 Additional powers of the competent authoritiesSection 4 Third countries (arts. 18-19)Article 18 Parent undertakings in a third countryArticle 19 Cooperation with third-country competent authoritiesChapter III Delegated Acts and Implementing Measures (arts. 20-21c)Article 20 Powers conferred on the CommissionArticle 21 CommitteeArticle 21a Technical standardsArticle 21b Common GuidelinesArticle 21c Exercise of the delegationChapter IV Amendments to existing Directives (arts. 22-29)Article 22 Amendments to Directive 73/239/EECArticle 23 Amendments to Directive 79/267/EECArticle 24 Amendments to Directive 92/49/EECArticle 25 Amendments to Directive 92/96/EECArticle 26 Amendments to Directive 93/6/EECArticle 27 Amendments to Directive 93/22/EECArticle 28 Amendments to Directive 98/78/ECArticle 29 Amendments to Directive 2000/12/ECChapter V Asset management companies (arts. 30-30b)Article 30 Asset management companiesArticle 30a Alternative investment fund managersArticle 30b Accessibility of information on the European single access pointChapter VI Transitional and final provisions (arts. 31-33)Article 31 Report by the CommissionArticle 32 TranspositionArticle 33 Entry into forceArticle 34 AddresseesAnnex I Capital adequacyAnnex II Technical application of the provisions on intra-group transactions and risk concentrationDone at
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Version status: Entered into force | Document consolidation status: Updated to reflect all known changes
Published date: 11 February 2003

Directive 2002/87/EC - Financial Conglomerates Directive (FICOD)

There are proposed amendments for this document.
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⚠
Recitals
Chapter I Objective and Definitions (arts. 1-4)
Article 1 Subject matter
Article 2 Definitions
Article 3 Thresholds for identifying a financial conglomerate
Article 4 Identifying a financial conglomerate
Chapter II Supplementary supervision (arts. 5-19)
Section 1 Scope (art. 5)
Article 5 Scope of supplementary supervision of regulated entities referred to in Article 1
Section 2 Financial position (arts. 6-9)
Article 6 Capital adequacy
Article 7 Risk concentration
Article 8 Intra-group transactions
Article 9 Internal control mechanisms and risk management processes
Section 3 Measures to Facilitate Supplementary Supervision and Powers of the Joint Committee (arts. 9a-17)
Article 9a Role of the Joint Committee
Article 9b Stress testing
Article 10 Competent authority responsible for exercising supplementary supervision (the coordinator)
Article 11 Tasks of the coordinator
Article 12 Cooperation and exchange of information between competent authorities
Article 12a Cooperation and exchange of information with the Joint Committee
Article 12b Common guidelines
Article 13 Management body of mixed financial holding companies
Article 14 Access to information
Article 15 Verification
Article 16 Enforcement measures
Article 17 Additional powers of the competent authorities
Section 4 Third countries (arts. 18-19)
Article 18 Parent undertakings in a third country
Article 19 Cooperation with third-country competent authorities
Chapter III Delegated Acts and Implementing Measures (arts. 20-21c)
Article 20 Powers conferred on the Commission
Article 21 Committee
Article 21a Technical standards
Article 21b Common Guidelines
Article 21c Exercise of the delegation
Chapter IV Amendments to existing Directives (arts. 22-29)
Article 22 Amendments to Directive 73/239/EEC
Article 23 Amendments to Directive 79/267/EEC
Article 24 Amendments to Directive 92/49/EEC
Article 25 Amendments to Directive 92/96/EEC
Article 26 Amendments to Directive 93/6/EEC
Article 27 Amendments to Directive 93/22/EEC
Article 28 Amendments to Directive 98/78/EC
Article 29 Amendments to Directive 2000/12/EC
Chapter V Asset management companies (arts. 30-30b)
Article 30 Asset management companies
Article 30a Alternative investment fund managers
Article 30b Accessibility of information on the European single access point
Chapter VI Transitional and final provisions (arts. 31-33)
⚠ Article 31 Report by the Commission
Article 32 Transposition
Article 33 Entry into force
Article 34 Addressees
Annex I Capital adequacy
Annex II Technical application of the provisions on intra-group transactions and risk concentration
Done at
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