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  1. Directive 2002/87/EC - Financial Conglomerates Directive (FICOD)
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Version status: Entered into force | Document consolidation status: Updated to reflect all known changes
Published date: 11 February 2003

Directive 2002/87/EC - Financial Conglomerates Directive (FICOD)

Consolidation Status: Updated to reflect all known changes
Comparing proposed amendment...
Recitals
Chapter I Objective and Definitions (arts. 1-4)
Amended
 Article 1 Subject matter
Amended
 Article 2 Definitions
Amended
 Article 3 Thresholds for identifying a financial conglomerate
Amended
 Article 4 Identifying a financial conglomerate
Chapter II Supplementary supervision (arts. 5-19)
Section 1 Scope (art. 5)
Amended
 Article 5 Scope of supplementary supervision of regulated entities referred to in Article 1
Section 2 Financial position (arts. 6-9)
Amended
 Article 6 Capital adequacy
Amended
 Article 7 Risk concentration
Amended
 Article 8 Intra-group transactions
Amended
 Article 9 Internal control mechanisms and risk management processes
Section 3 Measures to Facilitate Supplementary Supervision and Powers of the Joint Committee (arts. 9a-17)
Inserted
 Article 9a Role of the Joint Committee
Inserted
 Article 9b Stress testing
Amended
 Article 10 Competent authority responsible for exercising supplementary supervision (the coordinator)
Amended
 Article 11 Tasks of the coordinator
Amended
 Article 12 Cooperation and exchange of information between competent authorities
Amended
 Article 12a Cooperation and exchange of information with the Joint Committee
Inserted
 Article 12b Common guidelines
Entered into force
 Article 13 Management body of mixed financial holding companies
Amended
 Article 14 Access to information
Entered into force
 Article 15 Verification
Amended
 Article 16 Enforcement measures
Entered into force
 Article 17 Additional powers of the competent authorities
Section 4 Third countries (arts. 18-19)
Amended
 Article 18 Parent undertakings in a third country
Amended
 Article 19 Cooperation with third-country competent authorities
Chapter III Delegated Acts and Implementing Measures (arts. 20-21c)
Amended
 Article 20 Powers conferred on the Commission
Amended
 Article 21 Committee
Amended
 Article 21a Technical standards
Inserted
 Article 21b Common Guidelines
Inserted
 Article 21c Exercise of the delegation
Chapter IV Amendments to existing Directives (arts. 22-29)
Repealed
 Article 22 Amendments to Directive 73/239/EEC
Entered into force
 Article 23 Amendments to Directive 79/267/EEC
Repealed
 Article 24 Amendments to Directive 92/49/EEC
Entered into force
 Article 25 Amendments to Directive 92/96/EEC
Repealed
 Article 26 Amendments to Directive 93/6/EEC
Entered into force
 Article 27 Amendments to Directive 93/22/EEC
Repealed
 Article 28 Amendments to Directive 98/78/EC
Amended
 Article 29 Amendments to Directive 2000/12/EC
Chapter V Asset management companies (arts. 30-30b)
Amended
 Article 30 Asset management companies
Amended
 Article 30a Alternative investment fund managers
Inserted
 Article 30b Accessibility of information on the European single access point
Chapter VI Transitional and final provisions (arts. 31-33)
Entered into force
 Article 31 Report by the Commission
Entered into force
 Article 32 Transposition
Entered into force
 Article 33 Entry into force
Entered into force
 Article 34 Addressees
Amended
 Annex I Capital adequacy
Entered into force
 Annex II Technical application of the provisions on intra-group transactions and risk concentration
Done at
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