Chapter II Supplementary supervision (arts. 5-19)

Comparing proposed amendment...


	Section 1 Scope (art. 5)
Amended	Article 5 Scope of supplementary supervision of regulated entities referred to in Article 1
	Section 2 Financial position (arts. 6-9)
Amended	Article 6 Capital adequacy
Amended	Article 7 Risk concentration
Amended	Article 8 Intra-group transactions
Amended	Article 9 Internal control mechanisms and risk management processes
	Section 3 Measures to Facilitate Supplementary Supervision and Powers of the Joint Committee (arts. 9a-17)
Inserted	Article 9a Role of the Joint Committee
Inserted	Article 9b Stress testing
Amended	Article 10 Competent authority responsible for exercising supplementary supervision (the coordinator)
Amended	Article 11 Tasks of the coordinator
Amended	Article 12 Cooperation and exchange of information between competent authorities
Amended	Article 12a Cooperation and exchange of information with the Joint Committee
Inserted	Article 12b Common guidelines
Entered into force	Article 13 Management body of mixed financial holding companies
Amended	Article 14 Access to information
Entered into force	Article 15 Verification
Amended	Article 16 Enforcement measures
Entered into force	Article 17 Additional powers of the competent authorities
	Section 4 Third countries (arts. 18-19)
Amended	Article 18 Parent undertakings in a third country
Amended	Article 19 Cooperation with third-country competent authorities

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