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Section 1 Scope (art. 5) |
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Article 5 Scope of supplementary supervision of regulated entities referred to in Article 1 |
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Section 2 Financial position (arts. 6-9) |
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Article 6 Capital adequacy |
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Article 7 Risk concentration |
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Article 8 Intra-group transactions |
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Article 9 Internal control mechanisms and risk management processes |
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Section 3 Measures to Facilitate Supplementary Supervision and Powers of the Joint Committee (arts. 9a-17) |
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Article 9a Role of the Joint Committee |
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Article 9b Stress testing |
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Article 10 Competent authority responsible for exercising supplementary supervision (the coordinator) |
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Article 11 Tasks of the coordinator |
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Article 12 Cooperation and exchange of information between competent authorities |
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Article 12a Cooperation and exchange of information with the Joint Committee |
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Article 12b Common guidelines |
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Article 13 Management body of mixed financial holding companies |
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Article 14 Access to information |
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Article 15 Verification |
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Article 16 Enforcement measures |
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Article 17 Additional powers of the competent authorities |
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Section 4 Third countries (arts. 18-19) |
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Article 18 Parent undertakings in a third country |
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Article 19 Cooperation with third-country competent authorities |
