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Chapter I Registration procedure (arts. 14-20) |
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Article 14 Requirement for registration |
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Article 15 Application for registration |
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Article 16 Examination of the application for registration of a credit rating agency by ESMA |
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Article 17 Examination of the applications for registration of a group of credit rating agencies by ESMA |
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Article 18 Notification of a decision to register, refuse or withdraw registration, and publication of the list of registered credit rating agencies |
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Article 19 Registration and supervisory fees |
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Article 20 Withdrawal of registration |
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Chapter II Supervision by ESMA (arts. 21-25a) |
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Article 21 ESMA |
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Article 22 Competent authorities |
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Article 22a Examination of compliance with methodology requirements |
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Article 23 Non-interference with content of ratings or methodologies |
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Article 23a Exercise of the powers referred to in Articles 23b to 23d |
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Article 23b Requests for information |
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Article 23c General investigations |
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Article 23d On-site inspections |
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Article 23e Procedural rules for taking supervisory measures and imposing fines |
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Article 24 Supervisory measures by ESMA |
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Article 25 Hearing of the persons concerned |
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Article 25a Sectoral competent authorities responsible for the supervision and enforcement of Article 4(1) and Articles 5a, 8c and 8d |
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Chapter III Cooperation between competent authorities (ss. 26-33) |
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Article 26 Obligation to cooperate |
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Article 27 Exchange of information |
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Article 28 Cooperation in case of a request with regard to on-site inspections or investigations |
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Article 29 Colleges of competent authorities |
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Article 30 Delegation of tasks by ESMA to competent authorities |
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Article 31 Notifications and suspension requests by competent authorities |
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Article 32 Professional secrecy |
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Article 33 Disclosure of information from another Member State |
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Chapter IV Cooperation with third countries (arts. 34-35) |
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Article 34 Agreement on exchange of information |
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Article 35 Disclosure of information from third countries |
