Title III Surveillance of Credit Rating Activities (arts. 14-35)

Comparing proposed amendment...


	Chapter I Registration procedure (arts. 14-20)
Amended	Article 14 Requirement for registration
Amended	Article 15 Application for registration
Amended	Article 16 Examination of the application for registration of a credit rating agency by ESMA
Amended	Article 17 Examination of the applications for registration of a group of credit rating agencies by ESMA
Amended	Article 18 Notification of a decision to register, refuse or withdraw registration, and publication of the list of registered credit rating agencies
Amended	Article 19 Registration and supervisory fees
Amended	Article 20 Withdrawal of registration
	Chapter II Supervision by ESMA (arts. 21-25a)
Amended	Article 21 ESMA
ApplicableEntered into force	Article 22 Competent authorities
Amended	Article 22a Examination of compliance with methodology requirements
Amended	Article 23 Non-interference with content of ratings or methodologies
Inserted	Article 23a Exercise of the powers referred to in Articles 23b to 23d
Inserted	Article 23b Requests for information
Inserted	Article 23c General investigations
Inserted	Article 23d On-site inspections
Inserted	Article 23e Procedural rules for taking supervisory measures and imposing fines
Amended	Article 24 Supervisory measures by ESMA
Amended	Article 25 Hearing of the persons concerned
Amended	Article 25a Sectoral competent authorities responsible for the supervision and enforcement of Article 4(1) and Articles 5a, 8c and 8d
	Chapter III Cooperation between competent authorities (ss. 26-33)
Amended	Article 26 Obligation to cooperate
Amended	Article 27 Exchange of information
Deleted	Article 28 Cooperation in case of a request with regard to on-site inspections or investigations
Deleted	Article 29 Colleges of competent authorities
Amended	Article 30 Delegation of tasks by ESMA to competent authorities
Amended	Article 31 Notifications and suspension requests by competent authorities
Amended	Article 32 Professional secrecy
Deleted	Article 33 Disclosure of information from another Member State
	Chapter IV Cooperation with third countries (arts. 34-35)
Amended	Article 34 Agreement on exchange of information
Amended	Article 35 Disclosure of information from third countries

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Title III Surveillance of Credit Rating Activities (arts. 14-35)

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