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Version status: Amended | Document consolidation status: Updated to reflect all known changes
Version date: 1 June 2018 - onwards
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Annex I, Section E Disclosures

I. General disclosures

A credit rating agency shall generally disclose the fact that it is registered in accordance with this Regulation and the following information:

1. any actual and potential conflicts of interest referred to in point 1 of Section B;

2. a list of its ancillary services;

3. the policy of the credit rating agency concerning the publication of credit ratings and other related communications including rating outlooks;

4. the general nature of its compensation arrangements;

5. the methodologies, and descriptions of models and key rating assumptions such as mathematical or correlation assumptions used in its credit rating activities as well as their material changes;

6. any material modification to its systems, resources or procedures; and

7. where relevant, its code of conduct.

II. Periodic disclosures

A credit rating agency shall periodically disclose the following information:

1. every six months, data about the historical default rates of its rating categories, disti

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