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Version status: Entered into force | Document consolidation status: Updated to reflect all known changes
Published date: 6 July 2001

Directive 2001/34/EC - Consolidated and Admissions and Reporting Directive (CARD) (also known as Listing Directive)

Comparing proposed amendment...
Recitals
Title I Definitions and Scope of Application (arts. 1-4)
Chapter I Definitions (art. 1)
Amended
Article 1
Chapter II Scope of application (arts. 2-4)
Entered into force
Article 2
Deleted
Article 3
Deleted
Article 4
Title II General Provisions Concerning the Official Listing of Securities (arts. 5-19)
Chapter I General conditions for admission (arts. 5-7)
Entered into force
Article 5
Amended
Article 6
Entered into force
Article 7
Chapter II More stringent or additional conditions and obligations (art.8)
Amended
Article 8
Chapter III Derogations (arts. 9-10)
Entered into force
Article 9
Entered into force
Article 10
Chapter IV Powers of the national competent authorities (arts. 11-19)
Section 1 Decision of admission (arts. 11-15)
Entered into force
Article 11
Entered into force
Article 12
Entered into force
Article 13
Entered into force
Article 14
Entered into force
Article 15
Section 2 Information requested by the competent authorities (art. 16)
Entered into force
Article 16
Section 3 Action against an issuer failing to comply with the obligations resulting from admission (art. 17)
Entered into force
Article 17
Section 4 Suspension and discontinuance (art. 18)
Entered into force
Article 18
Section 5 Right to apply to the courts in case of refusal of admission or discontinuance (art. 19)
Entered into force
Article 19
Title III Particular Conditions Relating to Official Listings of Securities (arts. 20-63)
Chapter I Publication of listing particulars for admission (arts. 20-41)
Section 1 General provisions (arts. 20-22)
Deleted
Article 20
Deleted
Article 21
Deleted
Article 22
Section 2 Partial or complete exemption from the obligation to publish listing particulars (art. 23)
Deleted
Article 23
Section 3 Permitted omission from listing particulars of certain information (art. 24)
Deleted
Article 24
Section 4 Contents of listing of particulars in specific cases (arts. 25-34)
Deleted
Article 25
Deleted
Article 26
Deleted
Article 27
Deleted
Article 28
Deleted
Article 29
Deleted
Article 30
Deleted
Article 31
Deleted
Article 32
Deleted
Article 33
Deleted
Article 34
Section 5 Control and circulation of listing particulars (arts. 35-36)
Deleted
Article 35
Deleted
Article 36
Section 6 Determination of the competent authority (art. 37)
Deleted
Article 37
Section 7 Mutual recognition (arts. 38-40)
Deleted
Article 38
Deleted
Article 39
Deleted
Article 40
Section 8 Agreements with non-member countries (art. 41)
Deleted
Article 41
Chapter II Specific conditions for the admission of shares (arts. 42-51)
Section 1 Conditions relating to companies for the shares of which admission to official listing is sought (arts. 42-44)
Entered into force
Article 42
Entered into force
Article 43
Entered into force
Article 44
Section 2 Conditions relating to the shares for which admission is sought (arts. 45-51)
Entered into force
Article 45
Entered into force
Article 46
Entered into force
Article 47
Entered into force
Article 48
Entered into force
Article 49
Entered into force
Article 50
Entered into force
Article 51
Chapter III Particular conditions relating to the admission to official listing of debt securities issued by an undertaking (arts. 52-59)
Section 1 Conditions relating to undertakings for the debt securities of which admission to official listing is sought (art. 52)
Entered into force
Article 52
Section 2 Conditions relating to the debt securities for which admission to official listing is sought (arts. 53-57)
Entered into force
Article 53
Entered into force
Article 54
Entered into force
Article 55
Entered into force
Article 56
Entered into force
Article 57
Section 3 Other conditions (arts. 58-59)
Entered into force
Article 58
Entered into force
Article 59
Chapter IV Particular conditions relating to the admission to official listing of debt securities issued by a State, its regional or local authorities or a public international body (arts. 60-63)
Entered into force
Article 60
Entered into force
Article 61
Entered into force
Article 62
Entered into force
Article 63
Title IV Obligations Relating to Securities Admitted to Official Listing (arts. 64-97)
Chapter I Obligations of companies whose shares are admitted to official listing (arts. 64-77)
Section 1 Listing of newly issued shares of the same class (art. 64)
Entered into force
Article 64
Section 2 Treatment of shareholders (art. 65)
Deleted
Article 65
Section 3 Amendment of the instrument of incorporation or the statutes (art. 66)
Deleted
Article 66
Section 4 Annual accounts and annual report (art. 67)
Deleted
Article 67
Section 5 Additional information (art. 68)
Deleted
Article 68
Section 6 Equivalence of information (art. 69)
Deleted
Article 69
Section 7 Periodical information to be published (arts. 70-71)
Deleted
Article 70
Deleted
Article 71
Section 8 Publication and contents of the halfyearly report (arts. 72-77)
Deleted
Article 72
Deleted
Article 73
Deleted
Article 74
Deleted
Article 75
Deleted
Article 76
Deleted
Article 77
Chapter II Obligation of issuers whose debt securities are admitted to official listing (arts. 78-84)
Section 1 Debt securities issued by an undertaking (arts.78-82)
Deleted
Article 78
Deleted
Article 79
Deleted
Article 80
Deleted
Article 81
Deleted
Article 82
Section 2 Debt securities issued by a State or its regional or local authorities or by a public international body (arts. 83-84)
Deleted
Article 83
Deleted
Article 84
Chapter III Obligations relating to the information to be published when a major holding in a listed company is acquired or disposed of (arts. 85-97)
Section 1 General provisions (arts. 85-88)
Deleted
Article 85
Deleted
Article 86
Deleted
Article 87
Deleted
Article 88
Section 2 Information when a major holding is acquired or disposed of (arts. 89-91)
Deleted
Article 89
Deleted
Article 90
Deleted
Article 91
Section 3 Determination of the voting rights (art. 92)
Deleted
Article 92
Section 4 Exemptions (arts. 93-95)
Deleted
Article 93
Deleted
Article 94
Deleted
Article 95
Section 5 Competent authorities (art. 96)
Deleted
Article 96
Section 6 Sanctions (art. 97)
Deleted
Article 97
Title V Publication and Communication of the Information (arts. 98-104)
Chapter I Publication and communication of listing particulars for the admission of securities to the official stock exchange listing (arts. 98-101)
Section 1 Procedures and period of publication of listing particulars and their supplements (arts. 98-100)
Deleted
Article 98
Deleted
Article 99
Deleted
Article 100
Section 2 Prior communication to the competent authorities of the means of publication (art. 101)
Deleted
Article 101
Chapter II Publication and communication of information after listing (art. 102)
Deleted
Article 102
Chapter III Languages (arts. 103-104)
Deleted
Article 103
Deleted
Article 104
Title VI Competent Authorities and Cooperation between Member States (arts. 105-107)
Entered into force
Article 105
Entered into force
Article 106
Amended
Article 107
Title VII Contact Committee (arts. 108-109)
Chapter I Composition, working and tasks of the Committee (art. 108)
Deleted
Article 108
Chapter II Adaptation of the amount of equity market capitalisation (art. 109)
Amended
Article 109
Title VIII Final Provisions (arts. 110-113)
Entered into force
Article 110
Entered into force
Article 111
Entered into force
Article 112
Entered into force
Article 113
Annex I Schedule of Listing Particulars for the Admission of Securities to the Official Stock Exchange Listing
Schedule A Layout for listing particulars for the admission of shares to official stock exchange listing
Deleted
Schedule A, Chapter 1 Information concerning those responsible for listing particulars and the auditing of accounts
Deleted
Schedule A, Chapter 2 Information concerning admission to official listing and the shares for the admission of which application is being made
Deleted
Schedule A, Chapter 3 General information about the issuer and its capital
Deleted
Schedule A, Chapter 4 Information concerning the issuer's activities
Deleted
Schedule A, Chapter 5 Information concerning the issuer's assets and liabilities, financial position and profits and losses
Deleted
Schedule A, Chapter 6 Information concerning administration, management and supervision
Deleted
Schedule A, Chapter 7 Information concerning the recent development and prospects of the issuer
Schedule B Layout for listing particulars for the admission of debt securities to official stock exchange listing
Deleted
Schedule B, Chapter 1 Information concerning those responsible for listing particulars and the auditing of accounts
Deleted
Schedule B, Chapter 2 Information concerning loans and the admission of debt securities to official listing
Deleted
Schedule B, Chapter 3 General information about the issuer and its capital
Deleted
Schedule B, Chapter 4 Information concerning the issuer's activities
Deleted
Schedule B, Chapter 5 Information concerning the issuer's assets and liabilities, financial position and profits and losses
Deleted
Schedule B, Chapter 6 Information concerning administration, management and supervision
Deleted
Schedule B, Chapter 7 Information concerning the recent development and prospects of the issuer
Schedule C Layout for listing particulars for the admission of certificates representing shares to official stock exchange listing
Deleted
Schedule C, Chapter 1 General information about the issuer
Deleted
Schedule C, Chapter 2 Information on the certificates themselves
Annex II
Entered into force
Annex II, Part A Repealed Directives and their successive amendments (referred to in Article 111)
Entered into force
Annex II, Part B Time-limits for transposition into national law (referred to in Article 111)
Entered into force
Annex III Correlation Table
Done at