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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 February 2021 - onwards
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140. Conversion of investment company or UCITS to ICAV

(1) An investment company or an UCITS constituted as a company with fixed capital or variable capital in accordance with Regulation 4(6)(b) or (c) of the UCITS Regulations may apply to the Bank to be registered as an ICAV by way of continuation.

(2) The application shall be in such form as may be specified by the Bank and signed by a director of the company.

(3) The application shall be accompanied by -

(a) a copy of the certificate of incorporation issued by the Registrar,

(b) a copy, certified in such manner as may be specified by the Bank, of -

(i) the memorandum of association and the articles of association of the company, and

(ii) the instrument of incorporation in respect of the proposed ICAV,

(c) a list setting out particulars of the registered office, directors and secretary of the company,

(d) a statutory declaration of a director of the company made not more than 28 days before the date on which the application is made to the Bank to the effect that -

(i) no petition or othe

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