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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 21 March 2016 - onwards
Version 4 of 4

Article 11 Procedure when refusing an application

(1) If the FCA proposes to refuse an application made under article 9(1) it must give the applicant a warning notice.

(2) If the FCA refuses an application -

(a) it must give the applicant a decision notice; and

(b) the applicant may refer the matter to the Tribunal.