Amendments of FSMA 2000 (ss. 18-35)

Comparing proposed amendment...


In force	18. Functions for which approval is required
In force	19. Senior management functions
In force	20. Statements of responsibilities
In force	21. Vetting by relevant authorised persons of candidates for approval
In force	22. Determination of applications for approval
In force	23. Power to give approval subject to conditions or for limited period
In force	24. Changes in responsibilities of senior managers
In force	25. Duty to notify regulator of grounds for withdrawal of approval
In force	26. Variation of approval
In force	27. Statement of policy
In force	28. Extension of limitation periods for imposing sanctions
In force	29. Certification of employees by relevant authorised persons
In force	30. Rules of conduct
In force	31. Requirement to notify regulator of disciplinary action
In force	32. Definition of "misconduct"
Omitted	33. Meaning of "relevant authorised person"
In force	34. Recording information about senior managers
In force	35. Consequential amendments relating to Part 4

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