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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 April 2014 - onwards
Version 3 of 3

Article 6 Disciplinary measures: criminal proceedings and conviction under the 1974 Act

A person may not be convicted of an offence under the 1974 Act in respect of an act or omission in a case where the FCA has exercised its powers under section 66, 205, 206 or 206A of FSMA 2000 in relation to that person in respect of that act or omission.