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Version status: Entered into force | Document consolidation status: No known changes
Version date: 7 July 2016 - onwards
Version 2 of 2

Article 1 General rules

1. In order to inform the European Banking Authority (EBA) about the application of Article 4(1), (8), (9) and (10) of Directive 2014/59/EU to institutions in their jurisdictions, competent authorities and resolution authorities shall transmit to the EBA the information identified in accordance with Articles 2 and 3 of this Regulation.

2. For the purposes of the transmission of information in accordance with paragraph 1, competent authorities and resolution authorities shall complete the relevant templates set out in Annex I and, where appropriate, refer to the optional indicators set out in Annex II.

3. Competent authorities and resolution authorities may choose to complete the templates set out in Annex I on a joint basis in the following manner:

(a) competent authorities complete the relevant parts of the templates for the purposes of recovery planning;

(b) resolution authorities complete the relevant parts of the templates for the purposes of resolvability assessments and resolution planning.