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Version status: Repealed | Document consolidation status: Updated to reflect all known changes
Version date: 3 July 2016 - onwards
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Article 5 Lists of insiders

Repealed from 3 July 2016

1. For the purposes of applying the third subparagraph of Article 6(3) of Directive 2003/6/EC, Member States shall ensure that lists of insiders include all persons covered by that Article who have access to inside information relating, directly or indirectly, to the issuer, whether on a regular or occasional basis.

2. Lists of insiders shall state at least:

(a) the identity of any person having access to inside information;

(b) the reason why any such person is on the list;

(c) the date at which the list of insiders was created and updated.

3. Lists of insiders shall be promptly updated

(a) whenever there is a change in the reason why any person is already on the list;

(b) whenever any new person has to be added to the list;

(c) by mentioning whether and when any person already on the list has no longer access to inside information.

4. Member States shall ensure that lists of insiders will be kept for at least five years after being drawn up or updated.

5. Member States shall ens

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