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Version status: Repealed | Document consolidation status: Updated to reflect all known changes
Version date: 3 July 2016 - onwards
  Version 2 of 2    

Article 9 Content of notification

Repealed from 3 July 2016

1. Member States shall ensure that persons subject to the notification obligation transmit to the competent authority the following information:

(a) description of the transactions, including the type of order (such as limit order, market order or other characteristics of the order) and the type of trading market (such as block trade);

(b) reasons for suspicion that the transactions might constitute market abuse;

(c) means for identification of the persons on behalf of whom the transactions have been carried out, and of other persons involved in the relevant transactions;

(d) capacity in which the person subject to the notification obligation operates (such as for own account or on behalf of third parties);

(e) any information which may have significance in reviewing the suspicious transactions.

2. Where that information is not available at the time of notification, the notification shall include at least the reasons why the notifying persons suspect that the transactions might co

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