Version status: Applicable | Document consolidation status: Updated to reflect all known changes

Published date: 31 March 2017

Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers (Text with EEA relevance) (RTS 13)

	Recital
	Chapter I Authorisation (Article 61(2) of Directive 2014/65/EU) (arts. 1-4)
	Article 1 Information to competent authorities
	Article 2 Information on the organisation
	Article 3 Corporate governance
	Article 4 Information on the members of the management body
	Chapter II Organisation requirements (Article 64(3), (4) and (5), Article 65(4), (5) and (6), and Article 66(2), (3) and (4) of Directive 2014/65/EU) (arts. 5-13)
	Article 5 Conflicts of interest
	Article 6 Organisational requirements regarding outsourcing
	Article 7 Business continuity and back-up facilities
	Article 8 Testing and capacity
	Article 9 Security
	Article 10 Management of incomplete or potentially erroneous information by APAs and CTPs
	Article 11 Management of incomplete or potentially erroneous information by ARMs
	Article 12 Connectivity of ARMs
	Article 13 Other services provided by CTPs
	Chapter III Publication arrangements (Article 64(1) and (2) and Article 65(1) of Directive 2014/65/EU) (arts. 14-21)
	Article 14 Machine readability
	Article 15 Scope of the consolidated tape for shares, depositary receipts, ETFs, certificates and other similar financial instruments
	Article 15a Scope of the consolidated tape for bonds, structured finance products, emission allowances and derivatives
	Article 16 Identification of original and duplicative trade reports in shares, depositary receipts, ETFs, certificates and other similar financial instruments
	Article 17 Publication of original reports in shares, depositary receipts, ETFs, certificates and other similar financial instruments
	Article 18 Details to be published by the APA
	Article 19 Non-discrimination
	Article 20 Details to be published by the CTP
	Article 21 Entry into force and application
	Done at