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Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers (Text with EEA relevance) (RTS 13)RecitalChapter I Authorisation (Article 61(2) of Directive 2014/65/EU) (arts. 1-4)Article 1 Information to competent authoritiesArticle 2 Information on the organisationArticle 3 Corporate governanceArticle 4 Information on the members of the management bodyChapter II Organisation requirements (Article 64(3), (4) and (5), Article 65(4), (5) and (6), and Article 66(2), (3) and (4) of Directive 2014/65/EU) (arts. 5-13)Article 5 Conflicts of interestArticle 6 Organisational requirements regarding outsourcingArticle 7 Business continuity and back-up facilitiesArticle 8 Testing and capacityArticle 9 SecurityArticle 10 Management of incomplete or potentially erroneous information by APAs and CTPsArticle 11 Management of incomplete or potentially erroneous information by ARMsArticle 12 Connectivity of ARMsArticle 13 Other services provided by CTPsChapter III Publication arrangements (Article 64(1) and (2) and Article 65(1) of Directive 2014/65/EU) (arts. 14-21)Article 14 Machine readabilityArticle 15 Scope of the consolidated tape for shares, depositary receipts, ETFs, certificates and other similar financial instrumentsArticle 15a Scope of the consolidated tape for bonds, structured finance products, emission allowances and derivativesArticle 16 Identification of original and duplicative trade reports in shares, depositary receipts, ETFs, certificates and other similar financial instrumentsArticle 17 Publication of original reports in shares, depositary receipts, ETFs, certificates and other similar financial instrumentsArticle 18 Details to be published by the APAArticle 19 Non-discriminationArticle 20 Details to be published by the CTPArticle 21 Entry into force and applicationDone at
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Version status: Applicable | Document consolidation status: Updated to reflect all known changes
Version date: 3 January 2018 - onwards
Version 3 of 3

Article 16 Identification of original and duplicative trade reports in shares, depositary receipts, ETFs, certificates and other similar financial instruments

1. Where an APA publishes a trade report which is a duplicate, it shall insert the code 'DUPL' in a reprint field to enable recipients of the data to differentiate between the original trade report and any duplicates of that report.

2. For the purposes of paragraph 1, an APA shall require each investment firm to comply with one of the following conditions:

(a) to certify that it only reports transactions in a particular financial instrument through that APA;

(b) to use an identification mechanism which flags one report as the original one ('ORGN'), and all other reports of the same transaction as duplicates ('DUPL').

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