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Version status: Applicable | Document consolidation status: No known changes
Published date: 31 March 2017

Commission Delegated Regulation (EU) 2017/590 of 28 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities (Text with EEA relevance) (RTS 22)

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Recitals
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Article 1 Data standards and formats for transaction reporting
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Article 2 Meaning of transaction
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Article 3 Meaning of execution of a transaction
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Article 4 Transmission of an order
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Article 5 Identification of the investment firm executing a transaction
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Article 6 Designation to identify natural persons
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Article 7 Details of the identity of the client and identifier and details for the decision maker
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Article 8 Identification of person or computer algorithm responsible for the investment decision
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Article 9 Identification of person or computer algorithm responsible for execution of a transaction
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Article 10 Designation to identify an applicable waiver
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Article 11 Designation to identify a short sale
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Article 12 Reporting of an execution for a combination of financial instruments
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Article 13 Conditions upon which legal entity identifiers are to be developed, attributed and maintained
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Article 14 Reporting transactions executed by branches
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Article 15 Methods and arrangements for reporting financial transactions
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Article 16 Determination of the most relevant market in terms of liquidity
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Article 17 Entry into force and application
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Annex I
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Annex II National client identifiers for natural persons to be used in transaction reports
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