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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 January 2019 - onwards
Version 2 of 2

Article 10 Derivatives: forward contracts and swaps

DRAFT Text amended Article 3 Amendments to the Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014 of the Draft SI - Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2023
DRAFT Text amended Article 9 Amendments to Part 2: excluded activities and exceptions of the Draft SI - Financial Services and Markets Act 2000 (Ring-fenced Bodies, Core Activities, Excluded Activities and Prohibitions) (Amendment) Order 2023

(1) The requirements listed in this article are that the transaction is -

(a) a currency swap,

(b) an interest rate swap, or

(c) a forward contract relating to currencies or commodities, where the relevant contract specifies -

(i) the description and amount of the currency or commodity concerned;

(ii) the date when delivery will be made or when settlement will be made in cash; and

(iii) the exchange rate or commodity price which will apply.

(2) For the purposes of this article -