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Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014 [SI 2014 No. 2080]Introductory TextPart 1 General (arts. 1-3)Article 1 Citation, commencement and interpretationArticle 2 Relevant financial institutionArticle 3 Securitisation companies and structured finance vehicles: definitionsPart 2 Excluded activities and exceptions (arts. 4-12)Article 4 Excluded activities: dealing in investments as principalArticle 5 Excluded activities: commodities tradingArticle 6 Excluded activities: general exceptionsArticle 7 Excluded activities: securitisation and covered bondsDraft Article 7A Excluded activities: SME exceptionArticle 8 Excluded activities: central bank exemptionArticle 9 Excluded activities: derivativesArticle 10 Derivatives: forward contracts and swapsArticle 11 Derivatives: options and swaptionsArticle 12 Derivatives: general conditionsPart 3 Prohibitions and exceptions (arts. 13-21)Article 13 Prohibitions: inter-bank payment systemsArticle 14 Prohibitions: financial institution exposuresArticle 15 Financial institutions exposures: trade financeArticle 16 Financial institutions exposure: securitisation and covered bondsArticle 17 Financial institution exposures: conduit lendingArticle 18 Financial institution exposures: repo transactionsArticle 19 Financial institution exposures: ancillary exposuresArticle 19A. Financial institution exposures: financing of infrastructure projectsArticle 19B. Financial institution exposures: changes in status of counterpartiesDraft Artilce 19C Financial institution exposures: small exposuresArticle 20 Prohibitions: Non-UK and non-EEA branches and subsidiariesArticle 21 Transitional provisionScheduleSignatureExplanatory NoteExplanatory Memorandum
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Version status: In force | Document consolidation status: Updated to reflect all known changes
Published date: 23 July 2014

Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014 [SI 2014 No. 2080]

There are proposed amendments for this document.
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⚠
Introductory Text
Part 1 General (arts. 1-3)
⚠ Article 1 Citation, commencement and interpretation
⚠ Article 2 Relevant financial institution
⚠ Article 3 Securitisation companies and structured finance vehicles: definitions
Part 2 Excluded activities and exceptions (arts. 4-12)
Article 4 Excluded activities: dealing in investments as principal
Article 5 Excluded activities: commodities trading
⚠ Article 6 Excluded activities: general exceptions
⚠ Article 7 Excluded activities: securitisation and covered bonds
⚠ Draft Article 7A Excluded activities: SME exception
Article 8 Excluded activities: central bank exemption
⚠ Article 9 Excluded activities: derivatives
⚠ Article 10 Derivatives: forward contracts and swaps
⚠ Article 11 Derivatives: options and swaptions
Article 12 Derivatives: general conditions
Part 3 Prohibitions and exceptions (arts. 13-21)
⚠ Article 13 Prohibitions: inter-bank payment systems
⚠ Article 14 Prohibitions: financial institution exposures
⚠ Article 15 Financial institutions exposures: trade finance
Article 16 Financial institutions exposure: securitisation and covered bonds
Article 17 Financial institution exposures: conduit lending
Article 18 Financial institution exposures: repo transactions
⚠ Article 19 Financial institution exposures: ancillary exposures
⚠ Article 19A. Financial institution exposures: financing of infrastructure projects
⚠ Article 19B. Financial institution exposures: changes in status of counterparties
⚠ Draft Artilce 19C Financial institution exposures: small exposures
⚠ Article 20 Prohibitions: Non-UK and non-EEA branches and subsidiaries
Article 21 Transitional provision
Schedule
Signature
Explanatory Note
Explanatory Memorandum
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