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Version status: In force | Document consolidation status: Updated to reflect all known changes
Published date: 23 July 2014

Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014 [SI 2014 No. 2080]

Comparing proposed amendment...
Introductory Text
Part 1 General (arts. 1-3)
In force
Article 1 Citation, commencement and interpretation
In force
Article 2 Relevant financial institution
In force
Article 3 Securitisation companies and structured finance vehicles: definitions
Part 2 Excluded activities and exceptions (arts. 4-12)
In force
Article 4 Excluded activities: dealing in investments as principal
In force
Article 5 Excluded activities: commodities trading
In force
Article 6 Excluded activities: general exceptions
In force
Article 7 Excluded activities: securitisation and covered bonds
Draft
Draft Article 7A Excluded activities: SME exception
In force
Article 8 Excluded activities: central bank exemption
In force
Article 9 Excluded activities: derivatives
In force
Article 10 Derivatives: forward contracts and swaps
In force
Article 11 Derivatives: options and swaptions
In force
Article 12 Derivatives: general conditions
Part 3 Prohibitions and exceptions (arts. 13-21)
In force
Article 13 Prohibitions: inter-bank payment systems
In force
Article 14 Prohibitions: financial institution exposures
In force
Article 15 Financial institutions exposures: trade finance
In force
Article 16 Financial institutions exposure: securitisation and covered bonds
In force
Article 17 Financial institution exposures: conduit lending
In force
Article 18 Financial institution exposures: repo transactions
In force
Article 19 Financial institution exposures: ancillary exposures
In force
Article 19A. Financial institution exposures: financing of infrastructure projects
In force
Article 19B. Financial institution exposures: changes in status of counterparties
Draft
Draft Artilce 19C Financial institution exposures: small exposures
In force
Article 20 Prohibitions: Non-UK and non-EEA branches and subsidiaries
In force
Article 21 Transitional provision
In force
Schedule
Signature
Explanatory Note
Explanatory Memorandum