1. Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014 [SI 2014 No. 2080]

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Version status: In force | Document consolidation status: Updated to reflect all known changes

Published date: 23 July 2014

Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014 [SI 2014 No. 2080]

Consolidation Status: Updated to reflect all known changes

	Introductory Text
	Part 1 General (arts. 1-3)
In force	Article 1 Citation, commencement and interpretation
In force	Article 2 Relevant financial institution
In force	Article 3 Securitisation companies and structured finance vehicles: definitions
	Part 2 Excluded activities and exceptions (arts. 4-12)
In force	Article 4 Excluded activities: dealing in investments as principal
In force	Article 5 Excluded activities: commodities trading
In force	Article 6 Excluded activities: general exceptions
In force	Article 7 Excluded activities: securitisation and covered bonds
In force	Article 8 Excluded activities: central bank exemption
In force	Article 9 Excluded activities: derivatives
In force	Article 10 Derivatives: forward contracts and swaps
In force	Article 11 Derivatives: options and swaptions
In force	Article 12 Derivatives: general conditions
	Part 3 Prohibitions and exceptions (arts. 13-21)
In force	Article 13 Prohibitions: inter-bank payment systems
In force	Article 14 Prohibitions: financial institution exposures
In force	Article 15 Financial institutions exposures: trade finance
In force	Article 16 Financial institutions exposure: securitisation and covered bonds
In force	Article 17 Financial institution exposures: conduit lending
In force	Article 18 Financial institution exposures: repo transactions
In force	Article 19 Financial institution exposures: ancillary exposures
In force	Article 19A. Financial institution exposures: financing of infrastructure projects
In force	Article 19B. Financial institution exposures: changes in status of counterparties
In force	Article 20 Prohibitions: Non-UK and non-EEA branches and subsidiaries
In force	Article 21 Transitional provision
In force	Schedule
	Signature
	Explanatory Note
	Explanatory Memorandum

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