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Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 31 December 2020 - onwards
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Article 1 Citation, commencement and interpretation

(1) This Order may be cited as the Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014.

(2) This article, articles 2 and 3 and the Schedule to this Order come into force on 1st January 2015.

(3) The other provisions of this Order come into force on 1st January 2019.

(4) In this Order -

"account holder" means any person, other than a relevant financial institution, who has an account with a ring-fenced body ["Ring-fenced body" is defined in section 142A of the Act.];

"the Act" means the Financial Services and Markets Act 2000;

"alternative investment fund" has the meaning given in regulation 3 of the Alternative Investment Fund Managers Regulations 2013 [S.I. 2013/1773, to which there are amendments not relevant to these Regulations.], but as if in paragraph (1)(b) of that regulation for "UK UCITS" there were substituted "UCITS";

"alternative investment fund manager" means a legal person whose regular business is managi