The activity of dealing in investments as principal described in article 14 of the Regulated Activities Order 2001 is an excluded activity even where it is not a regulated activity by virtue of articles 15, 19 or 20 of that Order, except where it is carried on in accordance with any of articles 6 to 12 of this Order.
Version status: In force | Document consolidation status: Updated to reflect all known changes
Version date: 1 January 2019 - onwards