This Annex lists obligations placed on AIFMs by Level 1 and Level 2 of the AIFMD. Further obligations are placed on AIFMs by other legislation and rulebooks (e.g. the AIF Rulebook). AIFMs should also consider which Designated Person should be responsible for monitoring and overseeing compliance with those obligations.

Obligations highlighted in green apply to each AIF under management. Obligations highlighted in blue will only apply if the AIFM or the AIFs under management engage in certain activities (e.g. if they acquire control of non-listed companies).